Tpeg Securities

There are Recent Customer Complaints with Broker Manoj Nigam in Firm Tpeg Securities, LLC

May 6, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Manoj Nigam (Nigam), currently associated with Tpeg Securities, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Nigam recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $265,000.00 on May 15, 2020.

Financial Advisors providing advice to retail investors are required to adhere to the SEC’s Regulation Best Interest (Reg BI). Reg BI applies a ‘best interest’ standard for broker-dealers and their associated people. This Reg BI standard of care applies to registered representatives making recommendations to customers in the purchase, sale, or exchange of securities or the implementation of investment strategies involving securities and non-securities. The rule also applies to the handling of opening accounts such as account transfers and types of accounts being recommended to be opened. Reg BI applies when brokers recommend a retail investor engage in securities transaction or an investment strategy involving one or more securities. Reg BI also applies to financial advice concerning the transfer of funds and opening of accounts.

There are Recent Customer Complaints with Broker Sanjay Chandra in Firm Tpeg Securities, LLC

May 6, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Sanjay Chandra (Chandra), currently associated with Tpeg Securities, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Chandra recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $265,000.00 on May 15, 2020.

Financial Advisors providing advice to retail investors are required to adhere to the SEC’s Regulation Best Interest (Reg BI). Reg BI applies a ‘best interest’ standard for broker-dealers and their associated people. This Reg BI standard of care applies to registered representatives making recommendations to customers in the purchase, sale, or exchange of securities or the implementation of investment strategies involving securities and non-securities. The rule also applies to the handling of opening accounts such as account transfers and types of accounts being recommended to be opened. This standard applies when brokers make recommendations to retail customer for any securities transaction or investment strategy involving securities, including recommendations of types of accounts.

There are Recent Customer Complaints with Broker Sandeep Shrivastava in Firm Tpeg Securities, LLC

February 9, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Sandeep Shrivastava (Shrivastava), currently associated with Tpeg Securities, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Shrivastava recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,250,000.00 on October 13, 2025.

The client alleges he was drawn into several investments through statements by his registered representative that were materially false and misleading.

Broker Sandeep Shrivastava in Tpeg Securities, LLC Firm Has Customer Complaint

November 22, 2025 | by Staff Attorney

Currently financial advisor Sandeep Shrivastava (Shrivastava), currently employed by brokerage firm Tpeg Securities, LLC has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as direct participation products (DPPs) like business development companies (BDCs), non-traded real estate investment trusts (REITs), oil & gas programs, annuities, and private placements. The attorneys at Gana Weinstein LLP have represented hundreds of investors who suffered losses caused by these types of high risk, low reward products.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $200,000.00 on September 06, 2025.

Customer alleges that he was misled and misinformed by Sandeep Shrivastava during the period May 2019 to August 2019 regarding the investment which were offered by TPEG Securities, LLC. Customer further alleges he was never made aware of the risks involved in private placements.

There are Recent Customer Complaints with Broker Michael Bi in Firm Tpeg Securities, LLC

October 16, 2025 | by Staff Attorney

Previously financial advisor Michael Bi (Bi), previously employed by brokerage firm Tpeg Securities, LLC has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as direct participation products (DPPs) like business development companies (BDCs), non-traded real estate investment trusts (REITs), oil & gas programs, annuities, and private placements. The attorneys at Gana Weinstein LLP have represented hundreds of investors who suffered losses caused by these types of high risk, low reward products.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $200,000.00 on April 10, 2025.

Alleged loss in connection with a non-firm approved private placement investment recommended by representative.