Securities Lawyers Blog
Our law firm represents individual and institutional investors that have been mistreated by their brokers and brokerage firms, such as TP Icap Global Markets Americas LLC. Many investors do not recognize broker misconduct in their accounts, and those that do are often hesitant to seek help. Broker misconduct spans many issues that violate industry rules, including unauthorized trading, breach of fiduciary duty, unsuitable asset allocation, and churning. The attorneys at Gana Weinstein LLP can analyze your accounts and investments to determine if there was misconduct in the handling of your account.
TP ICAP Global Markets Americas LLC is an interdealer broker that arranges trades between financial institutions in corporate and municipal bonds, U.S. Treasury and agency securities, mortgage and asset-backed securities, credit and equity derivatives, repurchase agreements, and commodities and futures. Headquartered at 200 Vesey Street in New York, the firm is part of TP ICAP Group and was named Interdealer Broker of the Year at the GlobalCapital Americas Derivatives Awards in 2021.
TP Icap Global Markets Americas LLC – By the Numbers: