Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Tony Kassaei (Kassaei), previously associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Kassaei recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $83,000.00 on November 21, 2022.
During the period November 2018 and February 2019, the customer alleges that the Registered Representative recommended a speculative, high-risk, illiquid and unrated investment.