Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Todd Walker (Walker), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Walker recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $200,000.00 on March 24, 2025.
The customer alleges that in September of 2012, and December of 2019, the Registered Representative recommended and misrepresented unsuitable, high-risk, illiquid investments.