Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Todd Scorzafava (Scorzafava), currently associated with LPL Financial LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Scorzafava recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $45,000.00 on July 11, 2022.
The client alleged that the former representative provided unsuitable investment advice and did not fully disclose material elements of a recommended transaction, resulting in losses to the client.