Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Todd Flocchini (Flocchini), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Flocchini recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000.00 on May 04, 2025.
Client alleges her financial advisor advised her to make accelerated mortgage payments, which depleted her funds and resulted in her needing to take IRA distributions with penalties. Client is requesting reimbursement of financial advisor’s services, distribution penalties, and fees for mortgage restructuring.