Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Todd Ellentuck (Ellentuck), previously associated with Aegis Capital Corp., has at least one disclosable event. These events include one customer complaint, alleging that Ellentuck recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $420,000.00 on July 06, 2020.
Time Frame: August 2017 – November 2018. Claimants allege negligence, breach of fiduciary duty, breach of contract, common law fraud