Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Todd Bruns (Bruns), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Bruns recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $54,403.62 on October 04, 2023.
Claimant, as trustee of deceased client’s trust, alleges that despite the explicit suggestion of the trustee that the assets held by Edward Jones be liquidated and placed in a money fund, the monies were invested resulting in a loss.