The law offices of Gana Weinstein LLP are currently investigating claims that Broker Zachary Nigh (Nigh) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Nigh was employed by Thrivent Investment Management INC. at the time of the activity. If you have been a victim of Nigh’s alleged misconduct our firm may be able to assist you in recovering funds.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $340.23 on December 20, 2022.
Client signed an application for a fixed annuity in 11/9/2022. Financial Consultant (FC) was informed by the annuity company on 12/12/2022 the client needed to sign a new application. Client asked the FC to FedEx the new documents. The FC indicated the documents would be sent via FedEx that Friday, but for a variety of reasons, the documents were not sent until the following Tuesday. This additional delay caused the customer to become impatient, and on 12/20/2022, she requested the return of her initial investment, claiming the delays amounted to theft. FC promptly involved his manager, and the manager sent both an email and letter to the client on 12/22/2022 assuring her the FC already contacted the annuity company and the annuity company would be sending a check directly to her. The annuity company issued the client a check on 12/28/2022. In addition, the Firm agreed to provide the client with interest associated with the delays. The Firm determined there was no risk of misappropriation regarding this matter.
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