THRIVENT INVESTMENT MANAGEMENT INC.

There are Recent Customer Complaints with Broker John Kiblin in Firm Thrivent Investment Management INC.

July 1, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Kiblin (Kiblin), currently associated with Thrivent Investment Management INC., has at least one disclosable event. These events include one customer complaint, alleging that Kiblin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $28,554.44 on November 06, 2023.

Customer alleged RR misrepresented the guaranteed earnings and surrender penalty for the Variable Annuity issued in July 2021.

There are Recent Customer Complaints with Broker John Byers in Firm Thrivent Investment Management INC.

May 1, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Byers (Byers), previously associated with Thrivent Investment Management INC., has at least one disclosable event. These events include one customer complaint, alleging that Byers recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on May 28, 2024.

Client alleged RR did not indicate retirement funds were being transferred to a new Variable Annuity contract in January 2024, nor were the fees or surrender charges disclosed.

There are Recent Customer Complaints with Broker Patrick Klenner in Firm Thrivent Investment Management INC.

April 24, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Patrick Klenner (Klenner), currently associated with Thrivent Investment Management INC., has at least one disclosable event. These events include one customer complaint, alleging that Klenner recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $10,411.52 on July 02, 2024.

Client alleged RR failed to enter variable annuity subaccount transfer as directed in January 2024.

Thrivent Investment Management Inc. Broker Luke Kloosterman Has Customer Complaint

January 30, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Luke Kloosterman (Kloosterman), currently associated with Thrivent Investment Management Inc., has at least one disclosable event. These events include one customer complaint, alleging that Kloosterman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $56,742.00 on December 16, 2024.

Client alleged RR did not disclose or explain surrender charges and the length of time they would apply to the VUL contract purchased in May 2022.