Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Meier (Meier), previously associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Meier recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $500,000.00 on March 09, 2021.
Claimant alleges, inter alia, unsuitability with respect to fixed annuities – 2010