Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Macdonnell (Macdonnell), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Macdonnell recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on February 28, 2024.
The customers allege that the Registered Representative recommended unsuitable investments and investment strategies in various illiquid investments. No specific dates for the alleged activity were identified in the Statement of Claim.