According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Logue (Logue), previously associated with American Independent Securities Group, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Logue recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $1,588,000.00 on March 26, 2020.
Unsuitable transaction
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