Securities Lawyers Blog
The law offices of Gana Weinstein LLP represent investors in disputes with their financial advisors or brokerage firms, such as Third Seven Capital LLC. Many investors do not recognize financial advisor misconduct when it happens, but there are steps that can be taken to recover investment losses. There are many different types of broker misconduct, including breach of fiduciary duty, failure to supervise, misrepresentation, and churning. The attorneys at Gana Weinstein LLP can analyze your investments to determine if there was actionable misconduct by the broker or brokerage firm.
Third Seven Capital is a broker-dealer that arranges private placements of securities for retail and institutional investors and also provides advisory services and market research. Organized as a Delaware limited liability company in 2011, the firm is headquartered on Avenue of the Americas in New York City and has additional office space in Palm Beach Gardens, Florida.
Third Seven Capital LLC – By the Numbers: