Articles Tagged with Thinkequity LLC

There are Recent Customer Complaints with Broker Ben Sutak in Firm Thinkequity LLC

November 6, 2025 | by Staff Attorney

According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Ben Sutak (Sutak), currently associated with Thinkequity LLC, has been subject to at least one disclosable event. These events include one customer complaint. Several of those complaints against Sutak concern allegations of high frequency trading activity also referred to as churning or excessive trading among other securities laws violations.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $296,239.65 on September 12, 2022.

Claimant alleges excessive commission, unauthorized trades, churning, misrepresentation and unsuitability; however, Claimant is only requesting disgorgement of commissions.

There are Recent Customer Complaints with Broker Bruce Boyle in Firm Thinkequity LLC

August 29, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Bruce Boyle (Boyle), currently associated with Thinkequity LLC, has at least one disclosable event. These events include one customer complaint, alleging that Boyle recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on June 22, 2023.

Negligence, unsuitability, fraudulent misrepresentations and omissions, securities fraud, breach of duty, breach of contract