Securities Lawyers Blog
Elder financial abuse, unauthorized trading, churning, and broker theft are among the most serious forms of broker misconduct, and they can occur at brokerage firms of every size. The investor attorneys at Gana Weinstein LLP represent individuals and families who have suffered investment losses because of a dishonest or negligent financial advisor, including customers of firms such as The Oak Ridge Financial Services Group, Inc. We review account activity, identify misconduct, and bring FINRA arbitration claims to recover what was lost.
The Oak Ridge Financial Services Group is an independent broker-dealer and investment adviser offering brokerage, financial planning, portfolio management, insurance and selection of outside advisers to individuals and small businesses. Organized in Minnesota in 1997, the firm is headquartered in Golden Valley, Minnesota, and primarily serves high net worth individuals.
The Oak Ridge Financial Services Group, Inc. – By the Numbers: