Securities Lawyers Blog
Alternative investment losses, REIT investment losses, DST investment losses, leveraged ETF losses, and other retirement investment losses are frequently traced to recommendations that were unsuitable for the investor. The investment loss lawyers at Gana Weinstein LLP represent customers of brokerage firms such as The Leaders Group, Inc. in FINRA arbitration claims to recover losses in these products. If you are wondering whether you can sue for investment losses or recover losses from a financial advisor, our attorneys can review your accounts and give you a clear answer.
The Leaders Group, legally known as Simplicity Investments, is a broker-dealer that sells mutual funds, municipal securities, variable life insurance and annuities and private placements, and provides back-office service bureau functions for other broker-dealers, investment advisers and insurance firms. Formed in Delaware in 1994 and based in Summit, New Jersey, the firm is part of the Simplicity Group and is registered across 52 states and territories.
The Leaders Group, Inc. – By the Numbers: