Securities Lawyers Blog
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Ted Oliver (Oliver), previously associated with Davenport & Company LLC, has been subject to at least one disclosable event. These events include one customer complaint. Several of those complaints against Oliver concern allegations of high frequency trading activity also referred to as churning or excessive trading among other securities laws violations.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $120,000.00 on August 02, 2023.
Reverse churning and over concentration. Beginning in October 2021.