Securities Lawyers Blog
The law offices of Gana Weinstein LLP represents investors in investment disputes with their financial advisors or brokerage firms, such as TD Securities (USA) LLC. Many investors do not recognize financial advisor misconduct when it happens, but there are steps that can be taken to recover investment losses. There are many different types of broker misconduct, including breach of fiduciary duty, failure to supervise, misrepresentation, and churning. The attorneys at Gana Weinstein LLP can analyze your investments to determine if there was actionable misconduct by the broker or brokerage firm.
TD Securities (USA) LLC is the U.S. broker-dealer of TD Securities, providing mergers and acquisitions advice, private placements, debt and equity underwriting, equity research, foreign exchange, commodities, and derivatives services to corporate, government, and institutional clients. Based in New York and registered since 1987, the firm is registered with 27 self-regulatory organizations and in 52 U.S. states and territories.
TD Securities (USA) LLC – By the Numbers: