Securities Lawyers Blog
Our law firm represents individual and institutional investors that have been mistreated by their brokers and brokerage firms, such as TD Prime Services LLC. Many investors do not recognize broker misconduct in their accounts, and those that do are often hesitant to seek help. Broker misconduct spans many issues that violate industry rules, including unauthorized trading, breach of fiduciary duty, unsuitable asset allocation, and churning. The attorneys at Gana Weinstein LLP can analyze your accounts and investments to determine if there was misconduct in the handling of your account.
TD Prime Services LLC is a broker-dealer that provides prime brokerage services to institutional clients, including financing, securities lending, and the clearing of equity, option, and fixed income trades. Based in New York and owned by The Toronto-Dominion Bank through its U.S. holding companies, the firm self-clears through DTCC, NSCC, and OCC and holds memberships with the NYSE and Nasdaq.
TD Prime Services LLC – By the Numbers: