Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Tawnya Schwartz (Schwartz), previously associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Schwartz recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on October 09, 2020.
The complainant alleges his signature was forged multiple times, without his knowledge or consent on an application for a variable annuity, which was issued on May 31, 2017.