Securities Lawyers Blog
The securities lawyers at Gana Weinstein LLP represent investors who have been mistreated by their brokers and suffered investment losses. Our firm is experienced in bringing claims against brokerage firms, such as SWBC Investment Services, LLC, to hold Wall Street responsible for their misconduct. When a client contacts our firm they can expect that our attorneys will have the knowledge and ability to evaluate the potential claims and analyze their trading activity for red flags of misconduct. Our consultations are designed to help provide clients with all available options.
SWBC Investment Services is a broker-dealer affiliated with SWBC Investment Company, an advisory firm offering portfolio management, financial planning, wrap fee programs, and retirement plan consulting to individuals and institutions such as banks and thrifts. Formed in Texas in 2004 and registered in 2005, the firm is headquartered on San Pedro Avenue in San Antonio.
SWBC Investment Services, LLC – By the Numbers: