Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Susan Skaar (Skaar), previously associated with D.a. Davidson & CO., has at least one disclosable event. These events include one customer complaint, alleging that Skaar recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $2,120,734.40 on January 14, 2022.
Claimant alleges FP provided incorrect tax advice regarding stepping up the basis of securities held in an irrevocable trust.