D.A. Davidson & Co

D.A. Davidson & Co. Securities Attorney

October 25, 2026 | by Staff Attorney

The securities lawyers at Gana Weinstein LLP represent investors who have been mistreated by their brokers and suffered investment losses. Our firm is experienced in bringing claims against brokerage firms, such as D.A. Davidson & Co., to hold Wall Street responsible for their misconduct. When a client contacts our firm they can expect that our attorneys will have the knowledge and ability to evaluate the potential claims and analyze their trading activity for red flags of misconduct. Our consultations are designed to help provide clients with all available options.

D.A. Davidson is a full-service financial services firm providing wealth management, equity capital markets and investment banking, fixed income capital markets, asset management and trust services. Founded in 1935 by David Adams Davidson in Great Falls, Montana, where its corporate headquarters remains, the employee-owned firm has regional headquarters in Denver, Greater Los Angeles, New York, Omaha and Seattle and offices in 30 states.

D.A. Davidson & Co. – By the Numbers:

There are Recent Customer Complaints with Broker Gregory Tucker in Firm D.a. Davidson & CO.

July 8, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gregory Tucker (Tucker), previously associated with D.a. Davidson & CO., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Tucker recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $1,500,000.00 on July 07, 2020.

Client asserts statutory and common-law claims for alleged unsuitable recommendations to purchase and hold bonds during the period from 2009 to 2017. Many of the bonds were investment-grade when purchased, and beginning in 2011, shortly after the bonds were purchased, Client transferred them away from the Firm to an unrelated, outside brokerage firm. Client asserts $1.5 MM in damages, despite net proft at Firm of over $400K.

Broker Mark Nicholson in D.a. Davidson & CO. Firm Has Customer Complaint

July 2, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mark Nicholson (Nicholson), currently associated with D.a. Davidson & CO., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Nicholson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $90,000.00 on August 10, 2020.

Client expressed concern that the liquidation of her non-qualified variable annuity resulted in a $90,000 tax bill. 10/21/19 – 8/5/2020

There are Recent Customer Complaints with Broker Gregory Tucker in Firm D.a. Davidson & CO.

April 28, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gregory Tucker (Tucker), previously associated with D.a. Davidson & CO., has at least one disclosable event. These events include one customer complaint, alleging that Tucker recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $1,500,000.00 on July 07, 2020.

Client asserts statutory and common-law claims for alleged unsuitable recommendations to purchase and hold bonds during the period from 2009 to 2017. Many of the bonds were investment-grade when purchased, and beginning in 2011, shortly after the bonds were purchased, Client transferred them away from the Firm to an unrelated, outside brokerage firm. Client asserts $1.5 MM in damages, despite net proft at Firm of over $400K.

Broker Mark Nicholson in D.a. Davidson & CO. Firm Has Customer Complaint

April 24, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mark Nicholson (Nicholson), currently associated with D.a. Davidson & CO., has at least one disclosable event. These events include one customer complaint, alleging that Nicholson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $90,000.00 on August 10, 2020.

Client expressed concern that the liquidation of her non-qualified variable annuity resulted in a $90,000 tax bill. 10/21/19 – 8/5/2020

There are Recent Customer Complaints with Broker Scott Sideras in Firm D.a. Davidson & CO.

March 30, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Scott Sideras (Sideras), previously associated with D.a. Davidson & CO., has at least one disclosable event. These events include one customer complaint, alleging that Sideras recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $10,962.62 on September 18, 2020.

Client alleged misrepresentation when municipal bond matured for less than par value. From 05/22/2018 to 07/24/2020.

There are Recent Customer Complaints with Broker Fred Krepps in Firm D.a. Davidson & CO.

February 17, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Fred Krepps (Krepps), currently associated with D.a. Davidson & CO., has at least one disclosable event. These events include one customer complaint, alleging that Krepps recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on May 13, 2021.

Client was disappointed she was provided inaccurate information related to charitable gifting from her annuity. 9/8/2020 – 05/13/2021.

Broker Neil Berlant in D.a. Davidson & CO. Firm Has Customer Complaint

January 14, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Neil Berlant (Berlant), previously associated with D.a. Davidson & CO., has at least 2 disclosable events. These events include one customer complaint, one regulatory event, alleging that Berlant recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a final customer complaint on April 05, 2022.

Without admitting or denying the findings, Berlant consented to the sanctions and to the entry of findings that he exercised discretionary trading authority in customer accounts without written authorization. The findings stated that Berlant obtained verbal permission from the customers to exercise discretion in their accounts and executed securities transactions in reliance on their grant of discretionary authority. However, none of the customers provided Berlant with prior written authorization for his use of discretion, and his member firm did not approve the accounts as discretionary. In addition, Berlant also falsely stated on falsely stated on three of his firm\\u2019s annual compliance questionnaires that he did not exercise discretion in customer accounts. The findings also stated that Berlant caused the firm to make and preserve inaccurate and incomplete books and records. Berlant used his personal e-mail address to communicate with firm customers about securities transactions in their firm accounts. Berlant did not disclose his use of his personal e-mail to the firm, or provide the firm with copies of his electronic correspondence with the customers. Berlant also falsely stated on three of the firm\\u2019s annual compliance questionnaires that he did not use a personal e-mail address for business-related communications, and deleted all records from his personal e-mail account during the course of the firm\\u2019s investigation. In addition, Berlant concealed his use of discretionary trading authority by improperly marking order tickets as unsolicited.

There are Recent Customer Complaints with Broker Susan Skaar in Firm D.a. Davidson & CO.

December 27, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Susan Skaar (Skaar), previously associated with D.a. Davidson & CO., has at least one disclosable event. These events include one customer complaint, alleging that Skaar recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $2,120,734.40 on January 14, 2022.

Claimant alleges FP provided incorrect tax advice regarding stepping up the basis of securities held in an irrevocable trust.

Broker Hedley Greene in D.a. Davidson & CO. Firm Has Customer Complaint

December 27, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Hedley Greene (Greene), previously associated with D.a. Davidson & CO., has at least one disclosable event. These events include one customer complaint, alleging that Greene recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $2,120,734.40 on January 14, 2022.

Claimant alleges RR provided incorrect tax advice regarding stepping up the basis of securities held in an irrevocable trust.