Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Susan Butler (Butler), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Butler recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $31,000.00 on September 23, 2025.
The client alleges FA misappropriated funds in the amount of $31,000.00.