Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Susan Barber (Barber), currently associated with Equitable Advisors, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Barber recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000.00 on May 26, 2026.
Client alleges unsuitability and misrepresentation by the RR in connection with an annuity purchased in 2024.