Articles Tagged with Surya Metzler

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Surya Metzler (Metzler), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Metzler recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on July 22, 2025.

The customer alleges that during the period of April 2016 through August of 2022, the Registered Representative recommended unsuitable, complex, illiquid investments.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Surya Metzler (Metzler), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Metzler recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $95,000.00 on December 19, 2023.

The customer alleges that during the period of 2019 and 2021, the Registered Representative recommended unsuitable, high-risk, speculative, illiquid investments and breached his fiduciary duty.