Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Sunnie Lee (Lee), currently associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Lee recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $6,865.73 on July 28, 2025.
The complainant alleges that in 2019, the producer persuaded her to replace her variable universal life policy with a whole life policy without any explanation of the surrender charges, causing her financial harm