Securities Lawyers Blog
The law offices of Gana Weinstein LLP are currently investigating claims that Broker Sumitro Pal (Pal) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Pal was employed by Morgan Stanley at the time of the activity. If you have been a victim of Pal’s alleged misconduct our firm may be able to assist you in recovering funds.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $75,000.00 on November 13, 2020.
Claimant alleges, inter alia, selling away with respect to investments – Oct, 2007