Stonex Securities Inc.

Stonex Securities Inc. Securities Attorney

October 25, 2026 | by Staff Attorney

Our law firm represents individual and institutional investors that have been mistreated by their brokers and brokerage firms, such as Stonex Securities Inc.. Many investors do not recognize broker misconduct in their accounts, and those that do are often hesitant to seek help. Broker misconduct spans many issues that violate industry rules, including unauthorized trading, breach of fiduciary duty, unsuitable asset allocation, and churning. The attorneys at Gana Weinstein LLP can analyze your accounts and investments to determine if there was misconduct in the handling of your account.

StoneX Securities is a broker-dealer that offers securities products to individual investors and operates under the StoneX Wealth Management trade name. Formed in Delaware in 2002, the firm is a wholly owned subsidiary of StoneX Group, a Nasdaq-listed financial services company headquartered in New York with roots dating to 1924 and more than 80 offices across six continents.

Stonex Securities Inc. – By the Numbers:

Broker Eric Luckey in Stonex Securities INC. Firm Has Customer Complaint

January 7, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eric Luckey (Luckey), currently associated with Stonex Securities INC., has at least one disclosable event. These events include one customer complaint, alleging that Luckey recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a award / judgment customer complaint with a damage request of $7,746.00 on July 01, 2025.

Claimants alleged that, after their father’s passing, his money continued to be invested without Claimants’ permission, resulting in a loss on the account.

There are Recent Customer Complaints with Broker Dustin Perkins in Firm Stonex Securities INC.

December 28, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Dustin Perkins (Perkins), currently associated with Stonex Securities INC., has at least one disclosable event. These events include one customer complaint, alleging that Perkins recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on January 03, 2022.

Defendant recklessly encouraged the plantiff to invest funds with one of the defendant’s other clients (i.e. The defendant’s friend). Plaintiff now seeks to recover those funds from defendant for: negligence; breach of fiduciary duty; and violation of tennessee’s consumer protection act.

There are Recent Customer Complaints with Broker Dustin Perkins in Firm Stonex Securities INC.

December 13, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Dustin Perkins (Perkins), currently associated with Stonex Securities INC., has at least one disclosable event. These events include one customer complaint, alleging that Perkins recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on January 03, 2022.

Defendant recklessly encouraged the plantiff to invest funds with one of the defendant’s other clients (i.e. The defendant’s friend). Plaintiff now seeks to recover those funds from defendant for: negligence; breach of fiduciary duty; and violation of tennessee’s consumer protection act.

There are Recent Customer Complaints with Broker Raymond Nye in Firm Stonex Securities INC.

November 29, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Raymond Nye (Nye), currently associated with Stonex Securities INC., has at least one disclosable event. These events include one customer complaint, alleging that Nye recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $75,910.00 on April 15, 2022.

Trustee for the customer alleged that in 2012 the representative failed to transfer assets into a Living Trust and the error was not realized until 2022. Upon consult, trustee alleged that the representative advised that the assets be liquidated resulting in capital gains. After the liquidation, customer died and the Trustee requested reimbursement of the amount of capital gains created by liquidation of assets.

Broker Leslie Sprockett in Stonex Securities INC. Firm Has Customer Complaint

October 30, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Leslie Sprockett (Sprockett), currently associated with Stonex Securities INC., has at least one disclosable event. These events include one customer complaint, alleging that Sprockett recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $180,000.00 on September 18, 2025.

Claimant alleges respondent provided unsuitable investment advice and/or acted negligently in connection with securities transactions

Broker Alan Druckenmiller in Stonex Securities INC. Firm Has Customer Complaint

October 1, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Alan Druckenmiller (Druckenmiller), currently associated with Stonex Securities INC., has at least one disclosable event. These events include one customer complaint, alleging that Druckenmiller recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $500,000.00 on December 01, 2022.

The concentration in Alternative Investments was not suitable for [REDACTED]’ who is retired.

There are Recent Customer Complaints with Broker Eric Luckey in Firm Stonex Securities INC.

July 5, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eric Luckey (Luckey), currently associated with Stonex Securities INC., has at least one disclosable event. These events include one customer complaint, alleging that Luckey recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $125,000.00 on October 04, 2023.

Claimants allege the Financial Advisor, under the supervision of SA Stone, were advised to transfer the Anchor Advisor II Variable Annuity (with a guaranteed death benefit) to a “1 year fixed” annuity. Claimants allege the Financial Advisor represented the fixed annuity would pay a lump sum death benefit (same as the variable) at time of death while providing a consistent income stream for [REDACTED] in her final days (Approx. $1206.80 per month starting in April 2021). Upon the death of [REDACTED], the claimants allege learning of no lump sum payment, only monthly payments instead for the next 18+ years. Claimants are requesting $125000.00 in damages.

There are Recent Customer Complaints with Broker Lawrence Waller in Firm Stonex Securities INC.

June 30, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Lawrence Waller (Waller), previously associated with Stonex Securities INC., has at least one disclosable event. These events include one customer complaint, alleging that Waller recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $135,000.00 on November 09, 2023.

Claimant alleges breach of fiduciary duty caused by failure to properly asset allocate and diversify assets.

There are Recent Customer Complaints with Broker Raymond Haskell in Firm Stonex Securities INC.

June 1, 2025 | by Staff Attorney

According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Raymond Haskell (Haskell), currently associated with Stonex Securities INC., has been subject to at least one disclosable event. These events include one customer complaint. Several of those complaints against Haskell concern allegations of high frequency trading activity also referred to as churning or excessive trading among other securities laws violations.

FINRA BrokerCheck shows a settled customer complaint on February 22, 2024.

Statement of Claim alleges an investment recommendation was made for the purpose of generating high commissions and fees and that Claimants were deprived of the ability to generate reasonable returns that would have been received in a diversified portfolio.