Securities Lawyers Blog
Before hiring a securities arbitration lawyer, many investors research a brokerage firm’s regulatory history, FINRA arbitration awards, and customer complaints. The FINRA disciplinary actions below are the ones in which Stockkings Capital LLC itself was a respondent. The investor lawyers at Gana Weinstein LLP represent customers of brokerage firms in disputes over investment losses, and our attorneys can review your situation and tell you whether a FINRA claim is worth pursuing.
StockKings Capital is a broker-dealer that executes securities transactions for customers on a fully disclosed basis through clearing firms. Organized in New York in 2012 as Britannica Capital Partners and renamed in 2016, the firm is a wholly owned subsidiary of StockKings Holdings and has been based in Lower Manhattan.
Stockkings Capital LLC – By the Numbers: