Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Steven Wurzer (Wurzer), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Wurzer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on October 05, 2022.
CLIENT ALLEGES THAT HIS INSTRUCTIONS TO INVEST IN A RISK FREE FUND WERE NOT FOLLOWED 2021