Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Steven Sacoolas (Sacoolas), currently associated with PFS Investments INC., has at least one disclosable event. These events include one customer complaint, alleging that Sacoolas recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on March 07, 2023.
The customer has alleged that investments into mutual funds were not suitable and were not properly described prior to investing