Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Steven Rini (Rini), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Rini recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $234,600.00 on November 19, 2025.
CLIENT ALLEGED, INTER ALIA, THAT THE INVESTMENT IN AN EXCHANGE FUND WAS MISREPRESENTED 2024