Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Steven Junis (Junis), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Junis recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $10,000.00 on September 15, 2021.
He client alleges had she been informed of the large tax implication and loss of dividend income she would not have sold her investments in March of 2020.