Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Steven Farr (Farr), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Farr recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on April 28, 2022.
The client alleges that he instructed the financial advisor to invest his funds on March 12, 2020 and they were not invested until May 29, 2020.