Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stephen Freeman (Freeman), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Freeman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $7,252.71 on September 26, 2025.
Client alleged advisor placed unauthorized trades in their account. Allegation Activity Dates: 6/13/2023 – 9/26/2025.