Articles Tagged with State Farm Vp Management Corp.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joe Mcadams (Mcadams), currently associated with State Farm Vp Management Corp., has at least one disclosable event. These events include one customer complaint, alleging that Mcadams recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $251,740.00 on May 05, 2022.

Customer alleges that the beneficiaries were not listed correctly.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ryan Cockrum (Cockrum), currently associated with State Farm Vp Management Corp., has at least one disclosable event. These events include one customer complaint, alleging that Cockrum recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $12,973.00 on June 16, 2022.

The client alleges the financial advisor did not make him aware of any tax implications from moving funds from a 529 plan account to a joint account. The client alleges the financial advisor did not explain that the funds were being removed from the education accounts.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brian Johnson (Johnson), currently associated with State Farm Vp Management Corp., has at least one disclosable event. These events include one customer complaint, alleging that Johnson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $5,000.00 on January 18, 2023.

He did not want to have this policy. The agent opened the account anyway.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Reginald Rabb (Rabb), currently associated with State Farm Vp Management Corp., has at least one disclosable event. These events include one customer complaint, alleging that Rabb recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a final customer complaint on April 14, 2023.

Customer believes that he husbands annuity signatures do not match the signature on the withdrawal request.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Rick Smith (Smith), currently associated with State Farm Vp Management Corp., has at least one disclosable event. These events include one customer complaint, alleging that Smith recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $296.80 on July 26, 2023.

Theft complaint – Customer had an auto policy & his ex-wife called to change the address but not the payment info which was Brad’s credit card.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Bratton (Bratton), currently associated with State Farm Vp Management Corp., has at least one disclosable event. These events include one customer complaint, alleging that Bratton recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $600,000.00 on September 11, 2023.

State Farm advised policyholders to reduce coverage on their homeowners insurance and subsequently had a claim.

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The law offices of Gana Weinstein LLP are currently investigating claims that Broker Thomas Logue (Logue) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Logue was employed by State Farm Vp Management Corp. at the time of the activity.  If you have been a victim of Logue’s alleged misconduct our firm may be able to assist you in recovering funds.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $56,000.00 on September 23, 2023.

Customer believes the agent put her in an investment not suited for her and misappropriation.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Timothy Broyles (Broyles), currently associated with State Farm Vp Management Corp., has at least one disclosable event. These events include one customer complaint, alleging that Broyles recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a award / judgment customer complaint with a damage request of $28,500.00 on January 07, 2024.

Customer alleged the VA sale was not in his best interest.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Allan Proctor (Proctor), currently associated with State Farm Vp Management Corp., has at least one disclosable event. These events include one customer complaint, alleging that Proctor recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $35,000.00 on March 12, 2024.

Customer took a loan from policy , which then lapsed. Customers spouse is now filing suit on his behalf for professional negligence.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Danette Volpenhein (Volpenhein), currently associated with State Farm Vp Management Corp., has at least one disclosable event. These events include one customer complaint, alleging that Volpenhein recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $56,000.00 on March 20, 2024.

The tax benefit was not explained properly.

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295 Madison Ave #705
New York, NY 10017
Toll Free: 800-810-4262
3706 N Greenview Ave
#100
Chicago, IL 60613
28 Valley Rd
#1
Montclair, NJ 07042
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