Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stanley Weiden (Weiden), currently associated with David Lerner Associates, INC., has at least one disclosable event. These events include one customer complaint, alleging that Weiden recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on February 29, 2024.
Unsuitability. Client did not allege a dollar amount in damages and submitted his complaint almost 6 years after his investment.