Securities Lawyers Blog
The investment lawyers at Gana Weinstein LLP have experience helping investors determine whether their portfolio losses at investment firms, such as Standard Chartered Securities North America LLC, were caused by broker misconduct. There are many different ways that your broker can impermissibly drain your accounts. Our attorneys can help you understand the cause of your investment losses, uncover misconduct, and apply the law to hold accountable those responsible.
Standard Chartered Securities (North America) LLC is the U.S. broker-dealer of Standard Chartered, focused mainly on selling Asian, African, and Middle Eastern debt products to U.S. investors. Registered with the SEC since 2004 and based on Avenue of the Americas in New York, the firm became a limited liability company in 2017.
Standard Chartered Securities North America LLC – By the Numbers: