Securities Lawyers Blog
The law offices of Gana Weinstein LLP represent investors in disputes with their financial advisors or brokerage firms, such as SRT Securities LLC. Many investors do not recognize financial advisor misconduct when it happens, but there are steps that can be taken to recover investment losses. There are many different types of broker misconduct, including breach of fiduciary duty, failure to supervise, misrepresentation, and churning. The attorneys at Gana Weinstein LLP can analyze your investments to determine if there was actionable misconduct by the broker or brokerage firm.
SRT Securities is a broker-dealer that engages in exchange floor and commission business, market making, options, proprietary trading, research distribution and an alternative trading system for ADR conversions. Organized in Delaware in 2010 and headquartered in Birmingham, Michigan, the firm is owned by SRT Securities Inc, whose ownership dates to 1985.
SRT Securities LLC – By the Numbers: