Articles Tagged with Spencer-winston Securities Corporation

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ezri Shechter (Shechter), previously associated with Spencer-winston Securities Corporation, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Shechter recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $25,000.00  on June 18, 2020.

Unauthorized trading, use of discretion, suitability

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ezri Shechter (Shechter), previously associated with Spencer-winston Securities Corporation, has at least one disclosable event. These events include one customer complaint, alleging that Shechter recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $25,000.00 on June 18, 2020.

Unauthorized trading, use of discretion, suitability