Securities Lawyers Blog
The securities lawyers at Gana Weinstein LLP represent investors who have been mistreated by their brokers and suffered investment losses. Our firm is experienced in bringing claims against brokerage firms, such as Spartan Capital Securities, LLC, to hold Wall Street responsible for their misconduct. When a client contacts our firm they can expect that our attorneys will have the knowledge and ability to evaluate the potential claims and analyze their trading activity for red flags of misconduct. Our consultations are designed to help provide clients with all available options.
Spartan Capital Securities is a full-service broker-dealer that handles agency and riskless principal securities transactions and provides investment banking services, including mergers and acquisitions advisory, restructurings, and capital raising through private placements. Formed as a New York limited liability company in 2007 and headquartered at 45 Broadway in New York City, the firm is a wholly owned subsidiary of Spartan Capital Holdings and is registered in all 50 states.
Spartan Capital Securities, LLC – By the Numbers: