Securities Lawyers Blog
Elder financial abuse, unauthorized trading, churning, and broker theft are among the most serious forms of broker misconduct, and they can occur at brokerage firms of every size. The investor attorneys at Gana Weinstein LLP represent individuals and families who have suffered investment losses because of a dishonest or negligent financial advisor, including customers of firms such as Siebert Williams Shank & Co., LLC. We review account activity, identify misconduct, and bring FINRA arbitration claims to recover what was lost.
Siebert Williams Shank is an independent investment bank providing corporate finance, municipal finance, and sales, trading and research services to corporations, governments and institutional investors. Headquartered in New York, the firm underwrites capital markets offerings for Fortune 500 companies and municipal bond issues for school districts, port authorities and cities across the United States.
Siebert Williams Shank & Co., LLC – By the Numbers: