Securities Lawyers Blog
Stockbroker fraud and financial advisor negligence cost investors billions of dollars every year. The stockbroker fraud attorneys at Gana Weinstein LLP represent investors in FINRA arbitration claims involving misrepresentation, omissions, excessive commissions, and overconcentration of investment portfolios, including claims by customers of firms such as Si Securities, LLC. We can determine whether your investment losses were caused by misconduct and what damages may be recovered.
SI Securities is the broker-dealer behind the SeedInvest equity crowdfunding platform, conducting private placements of startup securities and operating an alternative trading system for secondary trading of previously purchased private placement shares. Formed in New York in 2013, the firm was acquired by Circle in 2019 and is based at Circle’s offices at One World Trade Center in New York City.
Si Securities, LLC – By the Numbers: