Securities Lawyers Blog
The securities attorneys at Gana Weinstein LLP represent investors in their disputes with brokerage firms, such as Shopoff Securities, Inc.. Our firm can analyze your accounts and investments in order to determine if there was any broker misconduct in the handling of your accounts. Our analysis can reveal whether an investor has been a victim of misconduct such as unsuitable investments, unauthorized trading, excessive trading, or investment fraud.
Shopoff Securities is a broker-dealer that acts as a placement agent, best-efforts underwriter, and managing broker-dealer for offerings of limited partner interests in funds sponsored by its affiliate Shopoff Realty Investments. Organized in Delaware in 2006 and based in Irvine, California, the firm received broker-dealer approval in 2007 and is owned by the Shopoff Revocable Trust of William and Cindy Shopoff.
Shopoff Securities, Inc. – By the Numbers: