Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Shawn Martin (Martin), currently associated with Citigroup Global Markets INC., has at least one disclosable event. These events include one customer complaint, alleging that Martin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $126,000.00 on April 21, 2026.
Claimant alleges violations of Regulation BI, unsuitability, common law fraud and/or negligence, violation of FINRA\\u2019s Rules, and failure to supervise.