Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Shaun Grimaldi (Grimaldi), currently associated with Garden State Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Grimaldi recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a award / judgment customer complaint with a damage request of $4,000,000.00 on May 09, 2023.
Allegations per arbitration filing.