Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Sharon Mack (Mack), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Mack recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $16,969.00 on July 08, 2021.
Client alleged that unauthorized trades resulted in tax liabilities and expenses.