Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Scott Wirgau (Wirgau), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Wirgau recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $269,705.36 on July 10, 2025.
The client alleges in 2021 they deposited $269,705.36 to be invested in a short-term interest earning account with easy access. They further allege the financial advisor did not invest the funds according to those instructions and they have since lost this amount.