Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Scott Turcott (Turcott), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Turcott recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on September 23, 2021.
CLIENTS ALLEGE THAT UNSUITABLE INVESTMENTS FOR THEIR AGE WERE MADE AND THAT THEIR SUGGESTIONS WERE NOT FOLLOWED. TIME PERIOD IS 12/2019 THROUGH 12/2020